November 22, 2005

The Anglosphere and the Economic Historians

The success of Europe, and especially the Anglosphere, in the last few centuries has kept historians busy, pondering just why and when the Europeans made such an impact on the world.

Not surprisingly, the theories of causality often mirror their times. Way back when, European success was seen as religious and cultural vindication. Later, it was seen as a genetic or perhaps geographic predisposition. At the dawn of the 20th century, as non-Europeans and radical philosophers got an opportunity to make suggestions, earlier "gifts" were turned on their heads and proclaimed as intrinsic "evils." Thus Europeans, and by extension, the Anglosphere, were successful specifically because they were monstrous in comparison to other human beings -- more cruel, more greedy, more lacking in humanity (specializing in anarchy, greed, heresy ... to quote one witty Amazon.com reviewer). European destruction was therefore a solemn obligation and no doubt ordained by higher powers, real soon now.

As the wheels of history ground on during the 20th century, and people (both European and non-European) had a chance to ride the hobbyhorses of fascism and communism (and perhaps socialism) into political and economic oblivion, a more intellectually useful historial theory was needed. Europe and the Anglosphere was showing a distressing tendency toward further prosperity. The intellectual solution, particularly with the collapse of the Soviet Union, and orthodox communism in China, was to claim that the entire question of European success was based on a false premise. The truth was ... Europe was never the centre of anything much. And if it was, it was only a relatively recent event that is passing quickly now from the historical stage. Eurocentrism was therefore obscuring both the global achievements of other peoples and cultures and its own transitory significance.

In a nutshell, three views of Europe: (1) Good, (2) Bad, or (3) Indifferent.

This latter school of thought, digging into the details of global economic history of the last 1,000 years proposes that the Europeans were a rather minor blip on the world stage (and not at all superior to other folks on any score at all) til roughly 1800. Now, with the resurgence of mainland China especially, history is merely getting back on track. Europe wasn't unusual nor did it require any unique historical explanations. It was merely lucky, and when it wasn't lucky it simply rode the coat-tails of its betters into prominence.

The initial strength of this school, it seems to me, was its useful corrective to the Europe-only attitude of earlier scholarship and the one-size-fits-all developmental trajectories which have been offered to the world. Economic development is not an intrinsically European pattern. Lots of sophisticated large-scale economic activity was underway outside of Europe before 1800. Brilliance, industriousness, and complexity were not European monopolies. And it's worth knowing the specific details: the things which counted towards the creation of the world economy without Europe's input (the pre-1500 AD demand for silver in China, for example).

Fortunately for people interested in the history of the Anglosphere, enthusiastic efforts to explain why Europeans aren't special (let alone humane) can also reveal many important patterns in world history through which Anglophere values and advantages were ultimately expressed. Thus this third school of world history, compromised though it may occasionally be by the need to denigrate "whitey" or bootlick current Chinese sensitivities in the service of greater academic glory, offers valuable information. Global economic history may be a feeble base for proposing extra-European superiority but it is a fascinating tale all on its own.

In a 2003 paperback epilogue to the Savage Wars of Peace (1997), Alan Macfarlane had a chance to address the limitations of the new chance-and-brief-anomaly theory of European development. I found his brief essay fascinating and it led me on several weeks of a profitable reading detour. We may hope in coming years that he expands his comments into a more substantial work but for the moment some of the titles which he cited in 2003 are definitely worth reading or, as I did, skimming:

David Landes, Wealth and Poverty of Nations (1999) ... a sizeable lap-brick, well written and a very good overview of world history from a European perspective. I can't do it justice in a quick review but fortunately its wide popularity after publication means that there are many good reviews on the Internet: for example here and Jim Bennett's brief comments on Landes
here.
Landes writes from a more traditional historical perspective and thus parses Leftist and Third World historical perspectives with some skepticism. Politically incorrect and often a bit tangential, he is scathing of the view that Europe had not significantly diverged in nature from Asia before 1800. In this, he parallels research by others such as Crosby (Measure of Reality, 1997) and Macfarlane (various titles) who note substantial technological and cultural advantages in Europe reaching back to the medieval period. Landes is particularly scathing on the Joseph Needham initiative to breathe historical significance into earlier Chinese technological discovery. Landes can be profitably read in tandem with Jared Diamond's Guns, Germs and Steel (1997) which is strong on pre- and early world history but very weak on the modern era. Landes' more traditional ("Euro-centric") take on world history places him as a central figure in recent "big picture" economic history but controversial with the "Indifferent" school because he won't let go of claiming something unique for European culture.

Kenneth Pomeranz, The Great Divergence: China, Europe, and the Making of the Modern World Economy (2001) This book offers an excellent summary of corrective economic history describing dynamic economies outside Europe. Pomeranz makes the case in contrast to Landes. While Macfarlane takes Pomeranz to task because Japan wasn't distinguished from China, nor was England distinguished from different parts of Europe, there is a great deal in the Great Divergence worth knowing. Pomeranz's main hypothesis is that the underindustrialized colonies of Europe (some freehold, some slave) were the practical basis for proto-industrialization in Europe. Convenient location of Britain's coal fields near textile production areas allowed that country to successfully jumpstart its manufacturing and industrial revolution ... still using the captive overseas markets ("periphery") to swap food and raw materials for manufactured goods from the "core". Where British could crush overseas proto-industrialization (textile manufacturing in India), it did so. Where it couldn't sufficiently capitalize trade (e.g., tea from China), it would use all means fair or foul to break the market (opium/gunpowder) to avoid decapitalization. Where it couldn't control the market (e.g., a competing "core" in the US), it either bypassed it (creating peripheries in Australia, NZ, Canada) or participated in foreign industrialization through investment. By accelerating its industrial economy far beyond what its landmass and population would classically support, England leveraged its overseas "invisible acres" and energy sources in ways which other nations around the world could not match, at least in the first 2/3s of the 19th century. Reading Pomeranz, I felt Macfarlane's essay criticisms were generally correct but seemed to display a rather superficial reading of The Great Divergence. I would recommend careful reading of Pomeranz to anyone who wants to get a good handle on global economic patterns for the last half-millenium or so. Economic historians understandably want to find dominant economic reasons for historical process. From time to time, they're actually add quite a bit of insight. Pomeranz keeps an even keel in his writing style and is a very useful first stop, unlike ...

Andre Gunder Frank, ReOrient: Global Economy in the Asian Age (1998) Pomeranz draws much inspiration from AG Frank's substantial body of work which corrected the lopsided Eurocentric view of the world economy of earlier scholars. Frank's book is particularly useful in learning about the global trade in precious metals which has drawn gold and silver relentlessly eastward since the time of the Romans. Frank's politics are worn much more on his sleeve. That may rub some readers the wrong way but again, the practical details of global trade are worth getting a copy of this book. There is much grim history to work through and European infliction of suffering (slavery, disease, monopolies, etc.) are giving a thorough airing but fortunately there is enough economic meat amidst the finger-pointing to justify reading. Endnotes and citations are also worthwhile starting points for interesting economic tangents. Frank is more open also about his enthusiasm for extrapolating from a "corrected" global history to a time when Europe won't matter much; a cheerleader for the time when the Throne of Heaven in Beijing can again ignore and insult the barbarians with impunity. But if the carrot of honorary victimhood is the perk we must offer to scholars such as Frank, so be it. The nuts and bolts of who traded what, where for how much, are still important.


C.A. Bayly, The Birth of the Modern World (1780-1914) [2004] Part of the new Blackwell History of the World series, this book is another lap-brick in the Landes mould, but focused this time on the "long century" which saw Europe's industrialization and the response of the rest of the world to the changes thus triggered. Bayly is fully aware of the economic historians' globalization of perspective and uses it to good advantage to show how responses or resistance to "modernity" were entirely consistent with the economies and values in place. He also demonstrates how the roots of modern tensions over industrialization and westernization were fully understood by Third World scholars very early in the 19th century. Bayly is honest about the different academic viewpoints about whether "modernity" actually has any intrinsic meaning ... to most of the world, the hybridization of physical and mental objects over the last few centuries is what it is ... Life ... not "modernity." In his introductory material Bayly identifies three challenges in writing his history ... (1) that the search for "prime movers" (especially economic) may be a chimera, (2) that some scholars believe grand narrative itself obscures reality to the detriment of history of the "fragment" and finally (3) the convictions of scholars such as Gellner, Macfarlane, and Landes that there really is "riddle of the modern" is by no means universally accepted. Bayly's book must therefore be read as a large and very erudite tiptoe through the theoretical minefields, focused more on the specifics of the period. I got Bayly out from the local university library on a two-week loan and could only make a modest dent in its 500+ pages. For a globalized general history of the era however, it appears to be a great starting point.

The books listed above all deserve reviews of their own however I feel they are beyond my talents and time to adequately cover. I can recommend all of them with caveats on Frank for those with allergic sensitivities to Leftish sentiment. At a broader level, I was very inspired by a few weeks reading through the global economic history of the last half millenium. Any or all these volumes could be profitably be added to your library (especially bought used) if you anticipate needing to know more about the global economic setting in which the early Anglosphere operated.

Posted by jmccormick at November 22, 2005 12:06 AM
Comments

JM:
Thanks for the excellent roundup. Interesting that the economic historians are hard at work trying to unravel why Europe surged ahead of the rest of the world.
It's too bad that other than Victor Davis Hanson, we don't see 'traditional' historians reflect on the political and ideological foundations for the great divergence. For example, how much did Europe's near death experiences with Islam and the Black plague concentrate the European mind more sharply? Did these events really play any role? What of the fall of Constantiople?

Thanks again for the brief overview.

xavier

Posted by: xavier at November 22, 2005 07:34 AM

James, thanks very much for this.

Posted by: Lex at November 22, 2005 07:59 AM

James:

This roundup is extremely useful reading for anyone following the discussions we are having on this site. I will add my thanks. Note also that I have a thumbnail comment on Landes, and some of the other macrohistorians, in the bibliography of The Anglosphere Challenge.

Posted by: Jim Bennett at November 22, 2005 10:08 AM

Jim, do you have a link to the bibliography? Or can we get it so it is viewable via the blog?

Posted by: Lex at November 22, 2005 10:51 AM

There's also an excellent book by William Bernstein called The Birth of Plenty. Here's an excerpt from the preface:

"True, beginning about A.D. 1000, there had been improvement in human well-being, but it was of a sort so slow and unreliable that it was not noticeable during the average person’s twenty-five-year life span. Then, not long after 1820, prosperity began flowing in an ever-increasing torrent; with each successive generation, the life of the son became observably more comfortable, informed, and predictable than that of the father.

"This book will examine the nature, causes, and consequences of this transformation. The first section will unfold the compelling narrative told by these new data. I will identify the points in both time and space where economic growth sprang alive after millennia of slumber. I will also describe and examine the history of the four factors—property rights, scientific rationalism, capital markets, and improvements in transport and communication—that are the essential ingredients for igniting and sustaining economic growth and human progress.
The second section tells the story of when and how these factors came into play: first in Holland, then in England and its cultural offspring, followed in turn by the rest of Europe, Japan, and, finally, the remainder of East Asia. In each case, I will dissect the takeoff in growth and find that not until all four factors mentioned above are in place can a nation prosper

"Although I try to maintain a global perspective throughout this book, many readers will find its focus overly Eurocentric. Were not the Chinese—the inventors of paper, the printing press, and gunpowder—the great innovative engineers of the premodern world? Were not the early Arab empires oases of learning and culture during a time when Europe was mired in the Dark Ages? Did not mathematicians in India devise a numerical system, incorporating the concept of zero, that was far more advanced than the Greco-Roman letter-based system? To all these questions a resounding yes. Yet not one of these societies was able to turn the modern Western trick of continuously and permanently raising its citizens’ standard of living. Further, the four factors responsible for modern wealth—property rights borne on the common law, scientific rationalism, advanced capital markets, and the great advances in transport and communication—were largely European in origin. Although prosperity has become a global phenomenon, there is no escaping the fact that the nursery of modern wealth lies in the area between Glasgow and Genoa."

http://www.efficientfrontier.com/ef/104/bop.htm

Posted by: phil at November 22, 2005 11:02 AM

The bibliography for The Anglosphere Challenge is here.

Posted by: Jim Bennett at November 22, 2005 01:17 PM

I am new to this blog.

What are some opinions here on Jared Diamond's "Guns, Germs and Steel" ?

Also, at least IMHO, a critical part of Anglo "exceptionalism" is a willingness to steal and incorporate good ideas which arise elsewhere whether or not they were originally "Anglo" or English.

Posted by: Bill White at November 22, 2005 09:31 PM

Another question. Any opinions on the role of luck?

For example, I have read accounts about how good fortune intervened to prevent Ghengis Khan's kin-folk from sweeping across all Europe and perhaps eradicating Christianity and the knowledge of the Greeks. Whatever Anglo-exceptionalism may be, it requires a foundation which is built on Athens and Jerusalem.

(I attended the U of C after the death of Leo Strauss however I believe his ideas were added to the drinking water there, rather like flouride.)

= = =

Next, China may have had a chance to trump Europe and England in the century before Columbus had they not turned inward. Burning their ships and all that. How accurate that interpretation is may not be clear, however that narrative may prove compelling to the Chinese, in other words, "We'd be rulers of the world but for some stupid decisions made in the 1400s (European calendar).

With the advent of space-flight and the possibility of settlement out there, China may be itching for a "do-over" and whether the history is accurate is not relevant if the Chinese people become motivated by that narrative.

Posted by: Bill White at November 22, 2005 09:38 PM

Bill, read Claudio Veliz's The New World of the Gothic Fox, in which he discusses the Anglosphere preference for "Gothic" construction as a metaphor -- rambling structures built a chamber at a time, often in contrasting styles, borrowing and incorporating without concern for a unifying overall theme, versus the "Baroque hedgehogs" of Latin Europe whose architectural metaphor is the domed cathedral -- which must be built according to a consistent overall plan or it can't stay up at all.

And China's turning inward was no accident. It was the logical consequence of their own system. The "treasure fleets" were consuming large amounts of resources and producing no return. It was Apollo-style "flags 'n' footprints" in an economy that couldn't afford it. Unless they could make a huge social revolution and create an expanding capitalist system (which nobody was even talking about) burning the ships was the logical decision under their constraints.

Read Macfarlane's Riddle of the Modern World, especially the chapters on Ernest Gellner and the "Exit". Also read W. J. F. Jenner's The Tyranny of History, about China. Very enlightening.

Posted by: Jim Bennett at November 22, 2005 11:08 PM

And China's turning inward was no accident. It was the logical consequence of their own system. The "treasure fleets" were consuming large amounts of resources and producing no return. It was Apollo-style "flags 'n' footprints" in an economy that couldn't afford it. Unless they could make a huge social revolution and create an expanding capitalist system (which nobody was even talking about) burning the ships was the logical decision under their constraints.

(a) I find this logical and compelling. That said, modern Chinese may also find this analysis persuasive and look to embrace a 2nd chance.

(b) Thanks for the book suggestions.

Posted by: Bill White at November 22, 2005 11:29 PM
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